Berkeley B. Revenaugh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Berkeley Belknap Revenaugh, who also goes by Berkeley Sloan Belknap, Berkeley Belknap, Berkeley Belnap Revenaugh, was a registered financial professional .
Berkeley is a previously registered financial professional and started their career in finance in 1998. Berkeley had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2010 - August 15, 2016
WINDHAVEN INVESTMENT MANAGEMENT, INC.
December 13, 2005 - November 18, 2010
WINDWARD INVESTMENT MANAGEMENT INC
April 14, 1999 - February 3, 2000
FORESIDE FUNDS DISTRIBUTORS LLC
September 16, 1998 - December 31, 1998
FPS BROKER SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WINDHAVEN INVESTMENT MANAGEMENT, INC.
CRD#: 155138 / SEC#: 801-71836
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
