Thomas B. Mester
Professional summary
Thomas Brenner Mester is a registered financial professional currently at TRC MARKETS LLC located in New York, New York and LATOUR TRADING LLC located in New York, New York.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 8 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 14, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Brenner Mester's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2016 - Present
TRC MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271November 14, 2016 - Present
LATOUR TRADING LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271April 14, 2023 - Present
TOWER PRINCIPAL MARKETS LLC
Office #1: 120 Broadway 38th Floor, New York, NY 10271September 17, 2015 - November 15, 2016
BNP PARIBAS SECURITIES CORP.
March 13, 2014 - August 28, 2015
J.P. MORGAN SECURITIES LLC
September 1, 2008 - November 4, 2010
NEWEDGE USA, LLC
August 12, 2008 - September 1, 2008
NEWEDGE FINANCIAL INC.
April 25, 2008 - July 16, 2008
CITADEL SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/16/2009
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TOWER PRINCIPAL MARKETS LLC
CRD#: 319604 / SEC#: , 8-70919
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOWER RESEARCH CAPITAL LLC | MEMBER | |
| CONCANNON, SEAN PATRICK | PRINCIPAL FINANCIAL OFFICER | 5364102 |
| ELLMAN, MICHAEL GREG | PRINCIPAL OPERATIONS OFFICER & FINOP | 5574667 |
| MESTER, THOMAS BRENNER | CHIEF COMPLIANCE OFFICER | 2350593 |
| SHEDID, MARWA MAHMOUD | CHIEF OPERATING OFFFICER | 5470002 |
| WILSON, KENNETH NIXON | CEO | 3014927 |
Red Flags
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