Richard W. Spillane
Professional summary
Richard Walter Spillane JR, CFP®, who also goes by Richard Walter Spillane, Rick Spillane Jr, Rick Spillane, is a registered financial advisor currently at SPILLANE FINANCIAL PLANNING, INC. located in Lebanon, Ohio.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Richard has worked at 3 firms and has passed the Series 63 and Series 6 exams.
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Walter Spillane JR's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1992
Experience
August 17, 2004 - Present
SPILLANE FINANCIAL PLANNING, INC.
August 17, 2004 - August 17, 2004
SPILLANE FINANCIAL PLANNING, INC.
March 4, 1994 - August 7, 1996
GUARDIAN INVESTOR SERVICES LLC
July 26, 1993 - December 14, 1993
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/17/2004)
(4/1/2023)
Exams
Current Firm
SPILLANE FINANCIAL PLANNING, INC.
CRD#: 131589 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 40,553,234 |
Red Flags
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