John A. Carnevale
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Anthony Carnevale MR. was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1993. John had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2004 - May 10, 2016
SENTINEL PENSION ADVISORS, LLC.
August 9, 2001 - April 29, 2016
SENTINEL SECURITIES, LLC.
January 24, 2000 - August 15, 2001
JOHN HANCOCK DISTRIBUTORS LLC
August 3, 1993 - October 21, 1999
JOHN HANCOCK DISTRIBUTORS LLC
Primary Firm SEC Registration
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901 / SEC#: 801-55783
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SENTINEL PENSION ADVISORS, LLC.
CRD#: 109901 / SEC#: 801-55783
Contact information
SEC notice filing (46 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,113 |
| AUM (Assets Under Management) | $ 10,730,228,384 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 09/23/2024 | ||
| 10/23/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
