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Norman David Hamilton

CRD# 235019·Registered 1972 - 1988
Previously Registered: Being a previously registered professional could mean that Norman is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Norman David Hamilton was a registered financial advisor. Norman was a previously registered financial professional and started their career in finance 1972 - 1988. Norman had worked at 4 firms and has passed the Series 63, Series 3 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

53 years in the financial services industry

Current & Past Employments

GULFSTREAM FINANCIAL ASSOCIATES, INC.·CRD# 19910
BD
May 4, 1988 - September 12, 1988
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
June 20, 1986 - March 16, 1988
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
December 28, 1983 - April 3, 1986
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
December 20, 1972 - January 31, 1984

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Current Firm

GF
GULFSTREAM FINANCIAL ASSOCIATES, INC.

GULFSTREAM FINANCIAL ASSOCIATES, INC.

CRD#: 19910 / SEC#: 8-37951
BD
Terminated by FINRA on 08/09/1990

Contact Information

Established

Florida since 04/09/1987

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1982About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Sep 1983About the Series 3 exam

Series 1 — Registered Representative Examination

Passed Dec 1972

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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