Mark W. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark William Hamilton, who also goes by Mark William Hamilton Jr, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1973. Mark had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 10, 2017 - April 1, 2020
BUTLER CAPITAL PARTNERS
November 19, 2015 - December 31, 2016
MATRIX CAPITAL GROUP, INC.
March 16, 2012 - October 1, 2015
CHERRY TREE & ASSOCIATES, LLC
December 21, 2010 - March 19, 2012
QUASAR DISTRIBUTORS, LLC
April 1, 2004 - January 23, 2009
LAZARD ASSET MANAGEMENT SECURITIES LLC
September 22, 1987 - April 1, 2004
LAZARD FRERES & CO. LLC
July 13, 1978 - November 2, 1982
BECKER PARIBAS INCORPORATED
January 19, 1977 - July 13, 1978
BECKER SECURITIES INCORPORATED
May 15, 1973 - November 1, 1976
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/10/1973
Registered Representative ExaminationCurrent Firm
BUTLER CAPITAL PARTNERS
CRD#: 114242 / SEC#: , 8-53413
Contact information
FINRA licenses (22 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
