Johanna M. Anders
Professional summary
Johanna Marrie Anders, who also goes by Johanna M Anders, Johanna Marie Anders, Johanna Marrie Anders, Johanna Anders, Johanna Marie Ryckman, Johanna Marrie Ryckman, Johanna Ryckman, is a registered financial professional currently at JANUS HENDERSON DISTRIBUTORS US LLC located in Denver, Colorado.
Johanna is registered as a RR (Registered Representative) and started their career in finance in 1993. Johanna has worked at 15 firms and has passed the Series 63, Series 62, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johanna Marrie Anders's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 7, 2025 - Present
JANUS HENDERSON DISTRIBUTORS US LLC
Office #1: 151 Detroit Street, Denver, CO 80206November 27, 2024 - March 28, 2025
HARRIS ASSOCIATES SECURITIES L.P.
November 5, 2021 - August 13, 2024
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
May 15, 2012 - August 13, 2024
NUVEEN SECURITIES, LLC
January 14, 2011 - April 4, 2012
CHARLES SCHWAB & CO., INC.
June 25, 2010 - December 8, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
December 13, 2006 - July 28, 2009
USAA INVESTMENT SERVICES COMPANY
December 13, 2006 - July 28, 2009
USAA FINANCIAL ADVISORS, INC.
August 4, 2004 - September 29, 2006
MORGAN STANLEY DISTRIBUTION, INC.
January 27, 2004 - September 29, 2006
MORGAN STANLEY & CO. LLC
August 1, 2002 - December 17, 2003
MORGAN STANLEY & CO. LLC
August 1, 2002 - September 29, 2006
MORGAN STANLEY DISTRIBUTORS INC.
June 12, 2002 - September 29, 2006
MORGAN STANLEY DW INC.
July 13, 2000 - September 29, 2006
INVESCO CAPITAL MARKETS, INC.
July 17, 1997 - June 28, 2000
STRONG INVESTMENTS, INC.
July 8, 1993 - March 10, 1995
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2025)
(7/7/2025)
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
JANUS HENDERSON DISTRIBUTORS US LLC
CRD#: 28832 / SEC#: , 8-43810
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANUS HENDERSON INVESTORS US LLC | MANAGING MEMBER | |
| ANDERS, JOHANNA MARRIE | CHIEF COMPLIANCE OFFICER AND HEAD OF DISTRIBUTION COMPLIANCE (US) | 2350087 |
| CASHEL, WILLIAM S IV | HEAD OF BUSINESS DEVELOPMENT, PRIVACORE CAPITAL, LLC | 2870348 |
| CRAWFORD, BERG ASHTON | CHIEF ACCOUNTING OFFICER | 7933828 |
| FALCONER, PETER JOHN | ASSISTANT SECRETARY | 7218508 |
| GRAUERHOLZ, STEPHANIE LYNN | DEPUTY GENERAL COUNSEL | 4696390 |
| LACY, KARLENE J | GLOBAL HEAD OF TAX | 5073113 |
| MARIANI, KRISTIN BRETT | HEAD OF COMPLIANCE, NORTH AMERICA | 2740967 |
| ROSENBERG, MICHELLE ROSE | GENERAL COUNSEL, SECRETARY | 4735608 |
| SABA, STEVEN RICHARD | FINANCIAL AND OPERATIONS PRINCIPAL | 5847576 |
| SCHWEITZER, MICHAEL ALAN | PRESIDENT | 1940642 |
| UTZ, KATHRYN BRETTON | DEPUTY CHIEF COMPLIANCE OFFICER AND N.A. HEAD OF SALES PRACTICE COMPLIANCE | 3100695 |
Red Flags
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