Rohan E. Blackwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rohan Ebon Blackwood, who also goes by Rohan Ebow Blackwood, Roy Blackwood, was a registered financial professional .
Rohan is a previously registered financial professional and started their career in finance in 1993. Rohan had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 1998 - February 16, 1999
D.L. CROMWELL INVESTMENTS, INC.
September 3, 1997 - December 12, 1997
TASIN & COMPANY, INC.
October 11, 1996 - August 5, 1997
GLOBAL EQUITIES GROUP INC
February 21, 1996 - August 26, 1996
MONITOR INVESTMENT GROUP, INC.
April 10, 1995 - February 21, 1996
CRESSIDA CAPITAL, INC
March 7, 1995 - April 17, 1995
WILLIAM SCOTT & CO. L.L.C.
September 11, 1993 - July 11, 1995
HANOVER, STERLING & COMPANY LTD.
June 8, 1993 - July 12, 1993
GRUNTAL & CO., L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
D.L. CROMWELL INVESTMENTS, INC.
CRD#: 37730 / SEC#: , 8-47938
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
