John W. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Wells Hamilton was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1964. John had worked at 7 firms and has passed the Series 63 and PC exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 1992 - December 2, 2011
HAMILTON ADVISORS INC
June 20, 1989 - September 11, 1989
UBS FINANCIAL SERVICES INC.
September 15, 1981 - June 19, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
February 24, 1978 - September 22, 1981
MORGAN STANLEY DW INC.
April 4, 1977 - February 24, 1978
DEAN WITTER & CO. INCORPORATED
May 13, 1975 - September 29, 1977
CIBC WORLD MARKETS CORP.
November 11, 1974 - July 13, 1975
CARDINAL TRADING
February 11, 1964 - June 30, 1974
DEAN WITTER & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 3/2/1982
AMEX Put and Call ExamCurrent Firm
HAMILTON ADVISORS INC
CRD#: 105342 / SEC#: 801-16724
Contact information
Regulatory assets under management
| Total Number of Accounts | 10 |
| AUM (Assets Under Management) | $ 47,583,549 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
