AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
LS

Lawrence S. Steinberg

CABIN ADVISORS
Pasadena, CA 91107
Some features on this profile are disabled
CRD#: 2349876
LS

Professional summary


Lawrence Sheldon Steinberg JR, who also goes by Larry Steinberg Jr, Lawrence Sheldon Jr Steinberg, Oogie Steinberg Jr, is a registered financial advisor currently at CABIN ADVISORS, LLC located in Pasadena, California and CABIN SECURITIES, INC. located in Pasadena, California.

Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 11 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Larry Steinberg Jr | Lawrence Sheldon Jr Steinberg | Oogie Steinberg Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Financial Architects Inc. (dba); Pasadena CA; Financial Advisor and Securities Practice; All Securities transactions supervised through Cabin Securities Inc. |Member FINRA. Advisory services through Cabin Advisors, LLC. 2) Financial Architects Insurance; Pasadena CA; Insurance Sales/ Insurance Agent; Property/Casualty, Health and Life Insurance Provider. 4) Tax Artists, LLC; Tax Review and Preparation Including Tax Mitigation Plans; Not Investment Related. 5) Steinberg Fund, LLC, Family Investment LLC, not open to clients or public investors. 6) Stone Mountain Consulting LLC, Family Operating company, not investment related. 7) MCGUSA, LLC - Cigar Lounge, Hollywood, CA, not investment related. 8) Powerhaus Sports, LLC dba Powerhaus Agency; Professional Sports Agency; 22% Owner; Not Investment Related

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Lawrence Sheldon Steinberg JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 28, 2022 - Present

CABIN ADVISORS, LLC

Office #1: 338 S Rosemead Blvd, Pasadena, CA 91107
RIA
CRD#: 312547
Pasadena, CA
Current

December 13, 2019 - Present

CABIN SECURITIES, INC.

Office #1: 338 S Rosemead Blvd, Pasadena, CA 91107
BD
CRD#: 137608
Pasadena, CA
Past

October 26, 2016 - December 31, 2022

CLARAPHI ADVISORY NETWORK, LLC

RIA
CRD#: 165868
Pasadena, CA
Past

May 23, 2014 - October 19, 2016

NFSG CORPORATION

RIA
CRD#: 130814
PASADENA, CA
Past

May 23, 2014 - October 19, 2016

NEWBRIDGE SECURITIES CORPORATION

BD
CRD#: 104065
PASADENA, CA
Past

November 2, 2009 - January 16, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

RIA
CRD#: 13609
PASADENA, CA
Past

October 23, 2009 - January 16, 2014

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
PASADENA, CA
Past

September 8, 2009 - November 3, 2009

LPL FINANCIAL LLC

RIA
CRD#: 6413
SCOTTSDALE, AZ
Past

September 8, 2009 - November 3, 2009

LPL FINANCIAL LLC

BD
CRD#: 6413
SCOTTSDALE, AZ
Past

December 5, 2008 - September 8, 2009

ASSOCIATED SECURITIES CORP.

RIA
CRD#: 12969
SCOTTSDALE, AZ
Past

December 5, 2008 - September 8, 2009

ASSOCIATED SECURITIES CORP.

BD
CRD#: 12969
SCOTTSDALE, AZ
Past

January 3, 2005 - November 20, 2009

STEINBERG FINANCIAL ADVISERS

RIA
CRD#: 131884
PASADENA, CA
Past

December 18, 2001 - December 8, 2008

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
PASADENA, CA
Past

May 31, 1995 - December 8, 2008

FSC SECURITIES CORPORATION

BD
CRD#: 7461
PASADENA, CA
Past

May 27, 1993 - June 7, 1995

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CA
CABIN ADVISORS, LLC
CABIN ADVISORS, LLC

CRD#: 312547 / SEC#: 801-132884

RIA
Registered Investment Advisory firm - (5/29/2025 Approved)
Arizona
Registered Investment Advisory firm - (5/30/2025 Terminated)
California
Registered Investment Advisory firm - (6/29/2025 Terminated)
Indiana
Registered Investment Advisory firm - (6/2/2025 Terminated)
Iowa
Registered Investment Advisory firm - (6/3/2025 Terminated)
Kansas
Registered Investment Advisory firm - (5/30/2025 Terminated)
Tennessee
Registered Investment Advisory firm - (5/30/2025 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/12/2022)
RR
California
(12/17/2019)
IAR
California
(10/28/2022)
RR
Florida
(12/7/2021)
RR
Georgia
(10/28/2021)
RR
Michigan
(11/6/2023)
RR
Nevada
(12/14/2021)
RR
New Mexico
(12/7/2021)
RR
Oregon
(11/9/2022)
RR
Puerto Rico
(5/20/2024)
RR
Tennessee
(6/27/2022)
RR
Texas
(2/1/2021)
RR
Utah
(2/2/2021)
RR
Wyoming
(11/22/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 12/2/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 82TO
Date: 12/13/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CA
CABIN ADVISORS, LLC
CABIN ADVISORS, LLC

CRD#: 312547 / SEC#: 801-132884

RIA
Registered Investment Advisory firm - (5/29/2025 Approved)
Arizona
Registered Investment Advisory firm - (5/30/2025 Terminated)
California
Registered Investment Advisory firm - (6/29/2025 Terminated)
Indiana
Registered Investment Advisory firm - (6/2/2025 Terminated)
Iowa
Registered Investment Advisory firm - (6/3/2025 Terminated)
Kansas
Registered Investment Advisory firm - (5/30/2025 Terminated)
Tennessee
Registered Investment Advisory firm - (5/30/2025 Terminated)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
6240 W. 135th Street Suite 214, Overland Park, KS 66223
Mailing Address
Phone number
(913) 933-3351
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (34 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

LOUVIERE STERLING 2B 2025-10 (10/27/2025)

Regulatory assets under management


Total Number of Accounts561
AUM (Assets Under Management)$ 133,637,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CABIN ADVISORS, LLC

CRD#: 312547Pasadena, CA 91107

TRUST BUT VERIFY

Monitor Lawrence Steinberg

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Danielle Purcell Barrios
Danielle BarriosAdvisorCheck Check Mark
MORGAN STANLEY
IAR
RR
Beverly Hills, CA
John Tanner Powell
John PowellAdvisorCheck Check Mark
EQUITABLE ADVISORS, LLC
IAR
RR
Los Angeles, CA
Maria Zimiga
Maria ZimigaAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
RR
Toluca Lake, CA
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics