Lawrence S. Steinberg
Professional summary
Lawrence Sheldon Steinberg JR, who also goes by Larry Steinberg Jr, Lawrence Sheldon Jr Steinberg, Oogie Steinberg Jr, is a registered financial advisor currently at CABIN ADVISORS, LLC located in Pasadena, California and CABIN SECURITIES, INC. located in Pasadena, California.
Lawrence is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Lawrence has worked at 11 firms and has passed the Series 63, Series 65, Series 82TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence Sheldon Steinberg JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2022 - Present
CABIN ADVISORS, LLC
Office #1: 338 S Rosemead Blvd, Pasadena, CA 91107December 13, 2019 - Present
CABIN SECURITIES, INC.
Office #1: 338 S Rosemead Blvd, Pasadena, CA 91107October 26, 2016 - December 31, 2022
CLARAPHI ADVISORY NETWORK, LLC
May 23, 2014 - October 19, 2016
NFSG CORPORATION
May 23, 2014 - October 19, 2016
NEWBRIDGE SECURITIES CORPORATION
November 2, 2009 - January 16, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
October 23, 2009 - January 16, 2014
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
September 8, 2009 - November 3, 2009
LPL FINANCIAL LLC
September 8, 2009 - November 3, 2009
LPL FINANCIAL LLC
December 5, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
December 5, 2008 - September 8, 2009
ASSOCIATED SECURITIES CORP.
January 3, 2005 - November 20, 2009
STEINBERG FINANCIAL ADVISERS
December 18, 2001 - December 8, 2008
FSC SECURITIES CORPORATION
May 31, 1995 - December 8, 2008
FSC SECURITIES CORPORATION
May 27, 1993 - June 7, 1995
SUNAMERICA SECURITIES, INC.
Primary Firm SEC Registration
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/12/2022)
(12/17/2019)
(10/28/2022)
(12/7/2021)
(10/28/2021)
(11/6/2023)
(12/14/2021)
(12/7/2021)
(11/9/2022)
(5/20/2024)
(6/27/2022)
(2/1/2021)
(2/2/2021)
(11/22/2023)
Exams
Series 82TO
Date: 12/13/2019
Limited Representative-Private Securities OfferingsFINRA
Current Firm
CABIN ADVISORS, LLC
CRD#: 312547 / SEC#: 801-132884
Contact information
SEC notice filing (34 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 561 |
| AUM (Assets Under Management) | $ 133,637,000 |
Red Flags
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