Thomas F. Boyle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Francis Boyle, who also goes by Thomas Francis Boyle, Thomas Boyle, Tom Boyle, Tommy Boyle, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1993. Thomas had worked at 9 firms and has passed the Series 63, SIE, Series 7, Series 25, Series 62 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2024 - December 31, 2025
GRADIENT SECURITIES, LLC
February 12, 2018 - November 22, 2023
NYLIFE SECURITIES LLC
November 27, 2007 - January 2, 2018
DRIVEWEALTH INSTITUTIONAL LLC
October 1, 2000 - November 27, 2007
KEVIN G. BOYLE SECURITIES, INC.
September 3, 1996 - May 11, 2000
HAPOALIM SECURITIES USA, INC.
April 18, 1995 - February 26, 1996
SEAPORT SECURITIES CORP.
December 7, 1994 - April 12, 1995
INDEPENDENCE INSTITUTIONAL SECURITIES & COMPANY, L.P.
December 23, 1993 - May 17, 1994
INTERCAPITAL SECURITIES LLC
November 12, 1993 - May 17, 1994
GARBAN CAPITAL MARKETS LLC
Primary Firm SEC Registration
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 25
Date: 9/14/1999
NYSE Trading Assistant ExaminationSeries 62
Date: 12/22/1993
Corporate Securities Limited Representative ExaminationCurrent Firm
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
