Tom R. Langford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tom R Langford, who also goes by Thomas R Langford, Thomas Langford, Tom Langford, was a registered financial professional .
Tom is a previously registered financial professional and started their career in finance in 1993. Tom had worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 15, 2022 - January 2, 2024
OMEGA POINT SECURITIES LLC
September 7, 2011 - April 21, 2020
UBS SECURITIES LLC
July 25, 1994 - August 25, 2011
MORGAN STANLEY & CO. LLC
June 30, 1993 - August 1, 1994
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
OMEGA POINT SECURITIES LLC
CRD#: 168935 / SEC#: , 8-69344
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OP ACQUISITION LLC | MEMBER | |
| SELF, JONATHAN ANDREW | CEO/CCO/FINOP/CFO | 4497531 |
Red Flags
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