Howard R. Miller

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CRD#: 2349828

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Howard Roger Miller JR, who also goes by H. Roger Miller Jr., Howard R Miller, Roger Miller Jr, was a registered financial professional .

Howard is a previously registered financial professional and started their career in finance in 1993. Howard had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

H. Roger Miller Jr. | Howard R Miller | Roger Miller Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Johnson and White Wealth Management, LLC. Investment Related. 224 St. Charles Way, Suite 200, York, PA 17402. RIA. Wealth Advisor. 05/2018. 175 Hrs/Mo; All During Trading Hours. Providing Investment Advice to Individuals and Institutions. 2. H Roger Miller and Doris Miller Family Trust. Investment Related. 490 Indian Rock Dam Road, York, PA 17403. Family Trust. Trustee. 01/2006. 0 Hrs/Mo. Trustee on Family Trust.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 12, 2019 - March 23, 2022

JOHNSON & WHITE WEALTH MANAGEMENT LLC

RIA

CRD#: 169795

YORK, PA

Past

May 7, 2018 - December 6, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

York, PA

Past

November 4, 2002 - May 9, 2018

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

YORK, PA

Past

October 29, 2002 - May 9, 2018

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

YORK, PA

Past

January 5, 2001 - October 28, 2002

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Past

July 5, 1995 - January 9, 2001

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

May 17, 1993 - July 14, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON & WHITE WEALTH MANAGEMENT LLC

JOHNSON & WHITE WEALTH MANAGEMENT LLC | MORAY WEALTH MANAGEMENT, LLC

CRD#: 169795 / SEC#: 801-79746

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/13/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/14/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/1995

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/14/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/28/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/23/2008

General Securities Sales Supervisor - Options Module Examination

Current Firm

JOHNSON & WHITE WEALTH MANAGEMENT LLC

JOHNSON & WHITE WEALTH MANAGEMENT LLC | MORAY WEALTH MANAGEMENT, LLC

CRD#: 169795 / SEC#: 801-79746

RIA

Registered Investment Advisory firm - (5/23/2014 Approved)

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Contact information

Main Address

224 St. Charles Way Suite 200, York, PA 17402

Mailing Address

Phone number

(717) 430-0001

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2025)

Regulatory assets under management

Total Number of Accounts	1,362
AUM (Assets Under Management)	$ 411,928,943

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Howard R. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

JANNEY MONTGOMERY SCOTT LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

JOHNSON & WHITE WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/13/1995

Series 63

Date: 5/14/1993

SIE

Date: 10/1/2018

Series 7

Date: 4/10/1995

Series 6

Date: 5/14/1993

Series 10

Date: 7/28/2008

Series 9

Date: 6/23/2008

Current Firm

JOHNSON & WHITE WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON & WHITE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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