James G. Gilligan
Professional summary
James Grieves Gilligan is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
James is registered as a RR (Registered Representative) and started their career in finance in 1994. James has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Grieves Gilligan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2024 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204March 28, 2018 - January 31, 2024
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 23, 2010 - March 28, 2018
ONEAMERICA SECURITIES, INC.
March 22, 2006 - June 25, 2010
MML INVESTORS SERVICES, LLC
July 17, 2002 - February 21, 2006
NEWPORT GROUP SECURITIES, INC.
March 28, 1994 - July 24, 2000
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/9/2024)
Exams
FINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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