Charles D. Doss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Daniel Doss, who also goes by Danny Doss, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1993. Charles had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 20, 2006 - January 7, 2021
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
July 2, 2001 - January 31, 2006
AMERICAN FIDELITY SECURITIES, INC.
September 11, 2000 - January 22, 2001
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
January 25, 1996 - April 27, 2000
AMERICAN UNITED LIFE INSURANCE COMPANY
January 30, 1995 - April 4, 2000
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
May 21, 1993 - February 20, 1995
AMERICAN FIDELITY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
CRD#: 13642 / SEC#: , 8-29565
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
