TM
Todd W. Mcelroy
PGI WEALTH MANAGEMENT
Milton, GA 30004
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CRD#: 2349451
TM
Professional summary
Todd William Mcelroy is a registered financial advisor currently at PGI WEALTH MANAGEMENT located in Milton, Georgia.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Todd has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE SALES; SALE OF FIXED LIFE INSURANCE, GROUP BENEFITS,HEALTH, MEDICAL SUPPLEMENT, LONG-TERM CARE, DISABILITY; 8/14/13; 20 HOURS/MO DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Todd William Mcelroy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2018 - Present
PGI WEALTH MANAGEMENT
Office #1: 13680 Highway 9 Suite C100, Milton, GA 30004RIA
CRD#: 297517
Milton, GA
Past
August 21, 2018 - August 22, 2018
PGI WEALTH MANAGEMENT
RIA
CRD#: 297517
Afton, MN
Past
January 17, 2014 - September 4, 2018
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
MINNEAPOLIS, MN
Past
October 1, 2003 - September 4, 2018
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
MINNEAPOLIS, MN
Past
July 8, 1993 - July 28, 1999
PRINCIPAL SECURITIES, INC.
BD
CRD#: 1137
DES MOINES, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PGI WEALTH MANAGEMENT
GREYLIN INVESTMENT MANAGEMENT | TAILORED WEALTH MANAGEMENT | PHILIP JAMES WEALTH MANAGEMENT, LLC | PGI WEALTH MANAGEMENT
CRD#: 297517 / SEC#: 801-119808
RIA
Registered Investment Advisory firm - (11/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Florida
Registered Investment Advisory firm - (11/16/2020 Terminated)Georgia
Registered Investment Advisory firm - (11/18/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/11/2020 Terminated)Texas
Registered Investment Advisory firm - (11/16/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(10/1/2024)
IAR
Minnesota(8/28/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PW
PGI WEALTH MANAGEMENT
GREYLIN INVESTMENT MANAGEMENT | TAILORED WEALTH MANAGEMENT | PHILIP JAMES WEALTH MANAGEMENT, LLC | PGI WEALTH MANAGEMENT
CRD#: 297517 / SEC#: 801-119808
RIA
Registered Investment Advisory firm - (11/13/2020 Approved)Arizona
Registered Investment Advisory firm - (11/20/2020 Terminated)Colorado
Registered Investment Advisory firm - (11/30/2020 Terminated)Florida
Registered Investment Advisory firm - (11/16/2020 Terminated)Georgia
Registered Investment Advisory firm - (11/18/2020 Terminated)Minnesota
Registered Investment Advisory firm - (12/11/2020 Terminated)Texas
Registered Investment Advisory firm - (11/16/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
13680 Highway 9 Suite C100, Milton, GA 30004
Mailing Address
Phone number
(888) 493-9022
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (20 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,519 |
| AUM (Assets Under Management) | $ 932,031,197 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
