Bryan P. Day
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Patrick Day, who also goes by Bryan P Day, was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 1993. Bryan had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2004 - December 31, 2015
WESTMINSTER FINANCIAL SECURITIES, INC.
June 24, 2004 - December 31, 2015
THE ENRICHMENT GROUP, INC.
October 13, 1998 - December 31, 2002
WESTMINSTER FINANCIAL SECURITIES, INC.
August 25, 1993 - October 22, 1998
OSAIC WEALTH, INC.
June 3, 1993 - July 2, 1993
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677 / SEC#: , 8-38426
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
