Michael L. Maresca
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Louis Maresca, who also goes by Michael Louis Maresa, Michael Maresca, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 9 firms and has passed the Series 63, Series 3, Series 55, Series 7, Series 24, Series 10, Series 9 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 19, 2011 - October 23, 2012
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 3, 2003 - April 27, 2010
CANTOR FITZGERALD & CO.
October 16, 2000 - March 7, 2003
LEHMAN BROTHERS INC.
October 7, 2000 - November 15, 2000
CREDIT SUISSE SECURITIES (USA) LLC
August 31, 2000 - October 10, 2000
PERSHING LLC
October 26, 1998 - August 25, 2000
NOMURA SECURITIES INTERNATIONAL, INC.
June 19, 1998 - November 4, 1998
TONG YANG SECURITIES (AMERICA), INC.
March 22, 1995 - February 22, 1996
RAYMOND JAMES & ASSOCIATES, INC.
February 9, 1994 - November 1, 1994
CITICORP SECURITIES SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/8/1998
Limited Representative-Equity Trader ExamCurrent Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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