Gary Stephen Hamilton
Professional Summary
Gary Stephen Hamilton was a registered financial advisor. Gary was a previously registered financial professional and started their career in finance 1973 - 2016. Gary had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 79, Series 3, PC, Series 1, Series 12, Series 24 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
53 years in the financial services industry
Current & Past Employments
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Current Firm
W.G. NIELSEN & CO.
Contact Information
Main Address
3200 Cherry Creek Drive South Suite 470, Denver, CO 80209Mailing Address
3200 Cherry Creek Drive South Suite 470, Denver, CO 80209Phone Number
(303) 830-1515Established
Colorado since 03/12/1996Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Oct 2014About the Series 79 examPC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed May 1973Series 12 — NYSE Branch Manager Examination
Passed May 1979Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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