Barry J. Newton
Professional summary
Barry James Newton was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Barry is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Barry had worked at 3 firms, which includes GORE-HORVATH INC., PACIFIC COAST FINANCIAL SECURITIES INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 30, 1997 - November 9, 2000
GORE-HORVATH, INC.
October 27, 1995 - January 23, 1997
PACIFIC COAST FINANCIAL SECURITIES, INC.
October 8, 1993 - August 22, 1995
PACIFIC COAST FINANCIAL SECURITIES, INC.
May 28, 1993 - September 24, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
GORE-HORVATH, INC.
CRD#: 6809 / SEC#: , 8-18236
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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