David R. Kocourek
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Richard Kocourek was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1993. David had worked at 5 firms and has passed the Series 63, Series 55, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2001 - October 31, 2001
TITLE SECURITIES, INC.
August 18, 1997 - February 13, 1998
LASALLE ST SECURITIES, L.L.C.
April 22, 1994 - August 19, 1997
GRUNTAL & CO., L.L.C.
September 20, 1993 - May 6, 1994
INVESTORS ASSOCIATES, INC.
June 17, 1993 - September 27, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/5/2001
Limited Representative-Equity Trader ExamCurrent Firm
TITLE SECURITIES, INC.
CRD#: 30057 / SEC#: , 8-33556
Contact information
Documents
Disclosures
| Regulatory Event | 15 |
Red Flags
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