Paul Anthony Rokosz
Professional Summary
Paul Anthony Rokosz, who also goes by Paul A Rokosz, is a registered financial advisor currently at VALMARK ADVISERS, INC. located in Plainville, Massachusetts and VALMARK SECURITIES, INC. located in Plainville, Massachusetts. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Paul has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul A Rokosz
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
13 years in the financial services industry
Current & Past Employments
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Current Firm
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
Contact Information
Main Address
130 Springside Drive Suite 300, Akron, OH 44333Phone Number
(800) 765-5201# of Employees
280SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
20,881AUM (Assets Under Management)
$10,166,311,019Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
VALMARK ADVISERS INC | VALMARK ADVISERS, INC.
State Registrations and Notice Filings
(4/13/2018)
(5/16/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Paul Anthony Rokosz's CRS (Customer Relationship Summary).
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FIDELITY BROKERAGE SERVICES LLC
