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JK

Joseph G. Kinahan

Some features on this profile are disabled
CRD#: 2349102
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Joseph Gerard Kinahan, who also goes by Joe Kinahan, Joseph G Kinahan, Jj Kinahan, Joseph Gerard Kinahan, was a registered financial professional .

Joseph is a previously registered financial professional and started their career in finance in 2006. Joseph had worked at 6 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 24 and Series 4 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Kinahan | Joseph G Kinahan | Jj Kinahan | Joseph Gerard Kinahan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of Outside Business:Book Publishing; Investment Related:Yes; Address of Outside Business:Chicago Il; Nature of Outside Business:Educational Provider; Position:Author; Start Date:1/1/2016; Hours per month: 0-10; Hours per month during securities trading hours: Yes; Description of Duties: I am writing a book about Basic Options education to be released in the Fall in cooperation with Marketing Name of Outside Business:CBOE Advisory Board; Investment Related:Yes; Address of Outside Business:Chicago IL; Nature of Outside Business:Board member/Officer; Position:Advisory Board Direc; Start Date:1/1/2016; Hours per month: 0-10; Hours per month during securities trading hours: Yes; Description of Duties: Give the Board a Retail Perspective of the Trading Business Name: Trefis, Role: Board Member, Type: Technology Services, Start Date: 03/23/2020, Investment Related?: No, Address: 125 Cambrridge Park Dr, Cambridge, MA 02140, Number of Hours/Mo: 5, Duties: to serve on the Board of Directors of the company and help guide them as they think about new business and applications of the Software Name: Members Excange Board of Directors, Role: Board Member, Type: Board Service, Start Date: 08/17/2020, Investment Related?: No, Address: 111 Town Square Place, Jersey City, NJ 07310, Number of Hours/Mo: 4, Number of Hrs during trading hours: 2, Duties: I am a Board Member of the Exchange and a Retail Representative as TDA has an equity investment in the Exchange Name: ClearList, Role: Advisory Board Director, Type: Board Service, Start Date: 12/01/2020, Investment Related?: No, Address: 40 Wall Street 38 Floor, New York, NY 10015, Number of Hours/Mo: 2, Number of Hrs during trading hours: 2, Duties: As an Advisory Board member Name: Options Clearing Corporation, Role: Board Member, Type: Board Service, Start Date: 03/22/2021, Investment Related?: No, Address: 125 S Franklin, Chicago, IL 60606, Number of Hours/Mo: 4, Number of Hrs during trading hours: 4, Duties: Serve as a Director

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 29, 2023 - July 30, 2025

TASTYTRADE, INC.

BD
CRD#: 277027
CHICAGO, IL
Past

August 5, 2021 - April 1, 2022

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX
Past

May 3, 2021 - April 1, 2022

TD AMERITRADE, INC.

RIA
CRD#: 7870
CHICAGO, IL
Past

June 16, 2010 - May 11, 2021

TRADEWISE ADVISORS, INC.

RIA
CRD#: 153744
CHICAGO, IL
Past

June 18, 2009 - April 1, 2022

TD AMERITRADE, INC.

BD
CRD#: 7870
CHICAGO, IL
Past

July 30, 2008 - December 31, 2009

THINKORSWIM ADVISORS, INC.

RIA
CRD#: 111046
CHICAGO, IL
Past

August 25, 2006 - May 27, 2010

BELLEVUE CHICAGO, LLC

BD
CRD#: 106069
BLOOMFIELD HILLS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/14/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 9/24/2007
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2006
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/18/2009
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 7/30/2008
Registered Options Principal Examination

Current Firm

TI
TASTYTRADE, INC.
TASTYTRADE, INC. | TASTYWORKS, INC.

CRD#: 277027 / SEC#: , 8-69649

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Mailing Address
1330 West Fulton Street Suite 600, Chicago, IL 60607
Phone number
(312) 724-7075
Established
Delaware since 06/22/2015
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TASTYLIVE, INC.OWNER
ADLER, KERRY ANN PATRICIAINTERIM CHIEF COMPLIANCE OFFICER3269947
BRASIL DE OLIVEIRA, LUIS FERNANDOCHIEF OPERATING OFFICER5652832
CHIOU, JASONHEAD OF CLIENT BROKERAGE SERVICES6757512
GRACE, CHRISTOPHER WILLIAMHEAD OF BROKERAGE TRADING OPERATIONS5985000
MONTERRUBIO, DAMONAML COMPLIANCE OFFICER5565532
SLOAN, JACQUELINE LEEFINOP2717305

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TASTYTRADE, INC.

CRD#: 277027

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