Heather S. Williams

POINTE CAPITAL MANAGEMENT LLC

Grosse Pointe Farms, MI 48236

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CRD#: 2349057

Professional summary

Heather Stewart Williams, who also goes by Heather Louise Stewart, is a registered financial advisor currently at POINTE CAPITAL MANAGEMENT LLC located in Grosse Pointe Farms, Michigan.

Heather is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Heather has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heather Louise Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Burroughs Memorial Trust, Trustee (investment related) 05/2008 - Present c/o A. Farver, Huntington Bank 328 S. Saginaw Street, Flint, MI 48502. The time spent on this activity may vary throughout the year but generally involves 2 meetings per year, 1 hour per month with approximately 4 hours per year during trading hours. The trust provides support to various community, hospital, educational, charitable, religious, scientific/research organizations as determined by the trustees.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Stewart Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 8, 2016 - Present

POINTE CAPITAL MANAGEMENT LLC

Office #1: 102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236

RIA

CRD#: 152520

Grosse Pointe Farms, MI

Past

May 8, 2000 - September 19, 2000

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

PORTLAND, ME

Past

January 10, 1997 - May 4, 2000

LPM INVESTMENT SERVICES, INC

CRD#: 33980

PALM BEACH, FL

Past

January 17, 1995 - December 20, 1996

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 13, 1993 - December 31, 1994

ROYAL MACCABEES SECURITIES COMPANY

CRD#: 6704

SOUTHFIELD, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POINTE CAPITAL MANAGEMENT LLC

AFFINITY WEALTH SERVICES, LLC | POINTE CAPITAL MANAGEMENT LLC

CRD#: 152520 / SEC#: 801-70983

RIA

Registered Investment Advisory firm - (1/19/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/8/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/9/1993

Investment Company Products/Variable Contracts Representative Examination

Current Firm

POINTE CAPITAL MANAGEMENT LLC

AFFINITY WEALTH SERVICES, LLC | POINTE CAPITAL MANAGEMENT LLC

CRD#: 152520 / SEC#: 801-70983

RIA

Registered Investment Advisory firm - (1/19/2010 Approved)

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Contact information

Main Address

102 Kercheval Avenue Suite 200, Grosse Pointe Farms, MI 48236

Mailing Address

Phone number

(313) 882-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POINTE CAPITAL MANAGEMENT ADV 2A MARCH 2025 (3/14/2025)

Regulatory assets under management

Total Number of Accounts	437
AUM (Assets Under Management)	$ 437,163,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Heather S. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heather Stewart Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUNDS DISTRIBUTOR, LLC

LPM INVESTMENT SERVICES, INC

NEW ENGLAND SECURITIES

ROYAL MACCABEES SECURITIES COMPANY

Primary Firm SEC Registration

POINTE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/1994

Series 63

Date: 7/16/1993

Series 6

Date: 7/9/1993

Current Firm

POINTE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POINTE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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