Paul W. Carlson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Wesley Carlson was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1993. Paul had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 4 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 9, 2021 - August 2, 2021
SOUTHPORT CAPITAL
November 6, 2019 - August 18, 2021
GUNDERSON CAPITAL MANAGEMENT
May 26, 2010 - April 19, 2011
TD AMERITRADE, INC.
October 4, 2006 - May 26, 2010
BELLEVUE CHICAGO, LLC
March 25, 1997 - May 15, 1998
LIT CLEARING SERVICES, INC.
June 15, 1993 - December 20, 1994
KESSLER ASHER CLEARING L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
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