Allen P. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Philip Hamilton was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 1978. Allen had worked at 9 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 1990 - October 31, 1991
AMERICAN INVESTMENT SERVICES, INC.
February 6, 1989 - June 13, 1990
AIMS CAPITAL CORPORATION
August 9, 1988 - February 1, 1989
CONSOLIDATED SECURITIES CORPORATION
May 14, 1988 - February 25, 1991
LEHMAN BROTHERS INC.
February 28, 1986 - July 9, 1988
SKAIFE & COMPANY
October 8, 1985 - January 14, 1986
O. R. SECURITIES, INC.
June 2, 1981 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
October 6, 1978 - November 20, 1983
WADDELL & REED
June 1, 1978 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/12/1968
Registered Representative ExaminationCurrent Firm
AMERICAN INVESTMENT SERVICES, INC.
CRD#: 21111 / SEC#: , 8-38685
Contact information
Documents
Disclosures
| Regulatory Event | 22 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
