Allan Goldstein
Professional summary
Allan Goldstein, who also goes by Allan Neil Goldstein, is a registered financial professional currently at EURONEXT MARKET SERVICES LLC located in New York, New York.
Allan is registered as a RR (Registered Representative) and started their career in finance in 1997. Allan has worked at 11 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 62, Series 7TO, SIE, Series 55, Series 25, Series 7, Series 14A, Series 4, Series 24, Series 9, Series 10, Series 14 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allan Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 15, 2020 - Present
EURONEXT MARKET SERVICES LLC
Office #1: 180 Maiden Lane 15th Floor, New York, NY 10038February 27, 2020 - June 12, 2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 24, 2007 - January 25, 2019
TRADE INFORMATICS LLC
March 26, 2007 - January 18, 2008
TD PRIME SERVICES LLC
November 16, 2006 - March 9, 2007
BEAR WAGNER SPECIALISTS LLC
June 21, 2006 - March 9, 2007
BEAR HUNTER STRUCTURED PRODUCTS LLC
September 2, 2004 - June 16, 2006
MAS BROKERAGE GROUP, INC.
September 20, 2001 - July 21, 2003
HLA SECURITIES INC
September 20, 2001 - June 16, 2006
SAFIR SECURITIES, INC.
April 11, 2001 - September 12, 2001
MORGAN KEEGAN & COMPANY, LLC
September 25, 1997 - September 4, 1998
FREIMARK BLAIR & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2022)
(4/27/2022)
(2/17/2023)
(5/26/2022)
(6/29/2022)
(6/15/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 4/23/2004
Limited Representative-Equity Trader ExamSeries 25
Date: 1/17/2002
NYSE Trading Assistant ExaminationSeries 14A
Date: 6/28/2006
Compliance Official Specialist ExamFINRA
Current Firm
EURONEXT MARKET SERVICES LLC
CRD#: 290564 / SEC#: , 8-70033
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EURONEXT US INC. | OWNER | |
| BASILICE, PATRICK LOUIS | CHIEF COMPLIANCE OFFICER | 5691865 |
| BORINI, VALENTINA | DIRECTOR | 7236540 |
| GANATRA, AMRISH ARUNKUMAR | DIRECTOR | 7118841 |
| GOLDSTEIN, ALLAN | CHIEF EXECUTIVE OFFICER | 2348827 |
| MEGENITY, BRIAN MCDONALD | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 2889637 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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