John M. Zazzarino
Professional summary
John Michael Zazzarino JR, who also goes by John M Zazzarino, Zazz Zazzarino Jr, John Zazzarino, is a registered financial professional currently at RICE FINANCIAL PRODUCTS COMPANY located in Miami, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1998. John has worked at 7 firms and has passed the Series 63, Series 65, Series 3, SIE, Series 87, Series 86, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Michael Zazzarino JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2024 - Present
RICE FINANCIAL PRODUCTS COMPANY
Office #1: 990 Biscayne Blvd Office 503, Miami, FL 33132July 7, 2021 - September 20, 2022
ICON ASSET MANAGEMENT USA LLC
July 31, 2019 - January 30, 2020
RAYMOND JAMES & ASSOCIATES, INC.
August 21, 2007 - March 15, 2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED
August 13, 2004 - August 21, 2007
RYAN BECK & CO.
August 22, 2003 - November 3, 2003
SRT SECURITIES LLC
November 18, 1998 - February 25, 2003
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2024)
(7/5/2024)
Exams
FINRA
Current Firm
RICE FINANCIAL PRODUCTS COMPANY
CRD#: 21606 / SEC#: , 8-39085
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 6 |
Red Flags
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Company Information
RICE FINANCIAL PRODUCTS COMPANY
CRD#: 21606Miami, FL 33132TRUST BUT VERIFY
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