Danny K. Golesh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Danny Kay Golesh was a registered financial professional .
Danny is a previously registered financial professional and started their career in finance in 1993. Danny had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 21, 2015 - December 14, 2020
LION STREET ADVISORS, LLC
August 8, 2015 - December 14, 2020
LION STREET FINANCIAL, LLC
May 3, 2010 - August 12, 2015
KESTRA INVESTMENT SERVICES, LLC
May 3, 2010 - August 12, 2015
KESTRA INVESTMENT SERVICES, LLC
October 28, 2005 - May 11, 2010
MML INVESTORS SERVICES, LLC
October 28, 2005 - May 11, 2010
MML INVESTORS SERVICES, LLC
July 8, 1997 - October 26, 2005
MORGAN STANLEY DW INC.
June 17, 1993 - October 26, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET ADVISORS, LLC
CRD#: 167610 / SEC#: 801-107414
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 7,668 |
| AUM (Assets Under Management) | $ 3,177,363,713 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
