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Willard Dearing Hamill

CRD# 234879·Registered 1958 - 2005
Previously Registered: Being a previously registered professional could mean that Willard is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Willard Dearing Hamill was a registered financial advisor. Willard was a previously registered financial professional and started their career in finance 1958 - 2005. Willard had worked at 5 firms and has passed the Series 63 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

68 years in the financial services industry

Current & Past Employments

INVESTORS SECURITY COMPANY, INC.·CRD# 2331
BD
Suffolk, VA
October 18, 1989 - December 31, 2005
BRANCH, CABELL & CO., INC.·CRD# 6820
BD
Richmond, VA
February 24, 1986 - October 18, 1989
STRADER & COMPANY, INCORPORATED·CRD# 796
BD
November 24, 1976 - February 24, 1986
STORER WARE & CO., INC.·CRD# 3707
BD
January 2, 1974 - August 5, 1977
CASH SHOAF & CO., INC.·CRD# 3401
BD
September 15, 1958 - July 8, 1977

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Current Firm

IS
INVESTORS SECURITY COMPANY, INC.

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331 / SEC#: 801-57968, 8-12111
BD
Terminated by SEC on 02/15/2013

Contact Information

Established

Virginia since 08/24/1964

Firm Type

Corporation

Fiscal Year End

August

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
HOLLOWAY, CHRISTOPHER MATTHEWPRESIDENT/CHIEF COMPLIANCE OFFICER3124769

Disclosures

Regulatory Event

16

Civil Event

1

Arbitration

1

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Sep 1958

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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