Bill L. Wong
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bill Lapyee Wong, who also goes by Bill Wong, was a registered financial professional .
Bill is a previously registered financial professional and started their career in finance in 1993. Bill had worked at 4 firms and has passed the Series 63, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2002 - January 31, 2012
SEAPORT GLOBAL SECURITIES LLC
October 5, 2001 - April 4, 2002
IPO.COM SECURITIES, INC.
June 1, 1998 - September 5, 2001
SAZES SECURITIES LLC
February 12, 1996 - October 28, 1996
ABN AMRO SECURITIES LLC
July 26, 1993 - May 9, 1994
ABN AMRO SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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