Richard K. Hamill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Kent Hamill, who also goes by Kent Hamill, R Kent Hamill, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1971. Richard had worked at 5 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2015 - December 31, 2015
SPC
May 14, 2015 - December 31, 2015
SIGMA FINANCIAL CORPORATION
August 24, 2009 - May 13, 2015
SPC
August 21, 2009 - May 13, 2015
SIGMA FINANCIAL CORPORATION
October 24, 2003 - August 24, 2009
MUTUAL SERVICE CORPORATION
June 18, 1984 - August 24, 2009
MUTUAL SERVICE CORPORATION
May 14, 1982 - May 15, 1984
WZW FINANCIAL SERVICES, INC.
February 28, 1980 - June 27, 1984
WZW FINANCIAL SERVICES, INC.
February 8, 1971 - December 17, 1980
AMERICAN GENERAL EQUITY SERVICES CORPORATION
Primary Firm SEC Registration
SPC
CRD#: 110692 / SEC#: 801-20404
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/2/1971
Registered Representative ExaminationCurrent Firm
SPC
CRD#: 110692 / SEC#: 801-20404
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 26,544 |
| AUM (Assets Under Management) | $ 5,655,661,675 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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