Brian I. Pultman
CORRECT CAPITAL WEALTH MANAGEMENT | CEO
Clayton, MO 63105
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CRD#: 2348657
Professional summary
Brian Isadore Pultman, CFP®, who also goes by Brian I Pultman, is a registered financial advisor currently at CORRECT CAPITAL WEALTH MANAGEMENT, LLC located in Clayton, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Brian has worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Trading individual securities
Trust & estate planning
Institutional consulting
Financial planning
Insurance
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Brian I Pultman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Correct Capital Wealth Management. Investment Related. 130 S Bemiston Ave. Suite 602, MO 63105. Registered Investment Advisory Firm, CEO/Owner. Start 9/2018. 160hrs/mo, all during trading hours. CEO/CIO investment management, trading, financial planning. PKS Investments; investment related; Albany, NY; broker dealer; registered representative; time devoted depends on activity of trading not related to the RIA. Dually Registered With PKS Investments. 2)RENTAL PROPERTY 1083-1085 TERRANCE DRIVE, ST LOUIS, MO 63117. NOT INVESTMENT RELATED BUSINESS. RENTAL PROPERTY/REAL ESTATE INVESTMENT. OWNER. STARTED 07/25/2000. 1 HR/MO DEVOTED. 0 HRS/MO DURING TRADING. DUTIES ARE TO SHOW PROPERTY. 3) Highland Capital. Investment related. 819 Mirk Ave, St. Louis, MO 63122. Insurance, Insurance Agent. Start 11/2019. 2hrs/mo, 2hrs during trading hours. Service the needs of clients with insurance products 4) JCC Endowment Investment Committee; Investment Related; 2 Millstone Campus Drive, St. Louis, MO 63146; Philanthropy; Title - Committee Member; Start - 8/2021; 1 Hr/Mth; 0 During Securities Trading Hrs; 100% Passive Index Investment, Asset Allocation & ETF Selection 5) 3 Mark Financial. Investment Related. 130 S. Bemiston, Suite 602, Saint Louis, MO 63105. Insurance. Agent. Start 03/2020. 2 hours per week during trading. Service the needs of valued clients with insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Isadore Pultman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
October 1, 2018 - Present
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
Office #1: 130 S Bemiston Avenue Suite 602, Clayton, MO 63105RIA
CRD#: 298774
Clayton, MO
Past
October 18, 2018 - January 6, 2025
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Clayton, MO
Past
July 14, 2016 - October 2, 2018
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
FRONTENAC, MO
Past
January 1, 2008 - October 2, 2018
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
FRONTENAC, MO
Past
June 28, 1993 - January 3, 2008
A. G. EDWARDS & SONS, INC.
BD
CRD#: 4
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 298774 / SEC#: 801-114075
RIA
Registered Investment Advisory firm - (9/28/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(10/1/2018)
IAR
Texas(1/2/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
CRD#: 298774 / SEC#: 801-114075
RIA
Registered Investment Advisory firm - (9/28/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
130 S Bemiston Avenue Suite 602, Clayton, MO 63105
Mailing Address
Phone number
(314) 930-4015
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,730 |
| AUM (Assets Under Management) | $ 921,472,084 |
Red Flags
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Company Information
CORRECT CAPITAL WEALTH MANAGEMENT, LLC
CEOCRD#: 298774Clayton, MO 63105TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
