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Michael Harvey Gibson

CRD# 2348575·Registered 1993 - 1998
Barred: Michael Harvey Gibson was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Harvey Gibson, who also goes by Michael Gibson, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1993 - 1998. Michael had worked at 6 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Gibson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

Past

PARAGON CAPITAL MARKETS, INC.Past·CRD# 18555
BD
East Hanover, NJ
March 24, 1998 - June 2, 1998
REMINGTON SECURITIES CORP.Past·CRD# 40768
BD
New York, NY
March 4, 1998 - March 25, 1998
GLOBAL EQUITIES GROUP INCPast·CRD# 34039
BD
New York, NY
February 22, 1996 - January 6, 1998
LCP CAPITAL CORP.Past·CRD# 14469
BD
Staten Island, NY
June 26, 1995 - January 1, 1996
THE WELLINGTON GROUP, INC.Past·CRD# 17814
BD
New York, NY
November 18, 1994 - October 23, 1995
M.S. FARRELL & COMPANY, INC.Past·CRD# 24232
BD
Syosset, NY
September 14, 1993 - November 15, 1994

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Current Firm

PC
PARAGON CAPITAL MARKETS, INC.

ABBOTT, JAY, LEE & CO., INC. | PARAGON CAPITAL MARKETS, INC. | PARAGON CAPITAL MARKETS | PARAGON CAPITAL CORPORATION | NOVATECH SECURITIES, INC. | NOVATECH CAPITAL CORPORATION | NOVATECH CAPITAL CORP.

CRD#: 18555 / SEC#: 8-36765
BD
Cancelled by SEC on 04/09/2004

Contact Information

Established

New Jersey since 08/20/1986

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE & COMPANY HOLDINGS, INC.SHAREHOLDER—
LEVINE, DANNY JAYCHAIRMAN, PRESIDENT, CEO, DIRECTOR, CROP, SROP1007419
BARNETT, DAVID BCFO1669970
MATES, BRUCE EDWARDDIRECTOR322676
WESSEL, MICHELECOMPLIANCE DIRECTOR1017763

Disclosures

Regulatory Event

16

Arbitration

10

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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