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Michael H. Gibson

Some features on this profile are disabled
CRD#: 2348575
MG

Professional summary

Michael Harvey Gibson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1993. Prior to being barred, Michael had worked at 6 firms, which includes PARAGON CAPITAL MARKETS INC., REMINGTON SECURITIES CORP., GLOBAL EQUITIES GROUP INC, LCP CAPITAL CORP., THE WELLINGTON GROUP INC., M.S. FARRELL & COMPANY INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Gibson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 24, 1998 - June 2, 1998

PARAGON CAPITAL MARKETS, INC.

BD
CRD#: 18555
EAST HANOVER, NJ
Past

March 4, 1998 - March 25, 1998

REMINGTON SECURITIES CORP.

BD
CRD#: 40768
NEW YORK, NY
Past

February 22, 1996 - January 6, 1998

GLOBAL EQUITIES GROUP INC

BD
CRD#: 34039
NEW YORK, NY
Past

June 26, 1995 - January 1, 1996

LCP CAPITAL CORP.

BD
CRD#: 14469
STATEN ISLAND, NY
Past

November 18, 1994 - October 23, 1995

THE WELLINGTON GROUP, INC.

BD
CRD#: 17814
NEW YORK, NY
Past

September 14, 1993 - November 15, 1994

M.S. FARRELL & COMPANY, INC.

BD
CRD#: 24232
SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/13/1993
General Securities Representative Examination

Current Firm

PC
PARAGON CAPITAL MARKETS, INC.
ABBOTT, JAY, LEE & CO., INC. | PARAGON CAPITAL MARKETS, INC. | PARAGON CAPITAL MARKETS | PARAGON CAPITAL CORPORATION | NOVATECH SECURITIES, INC. | NOVATECH CAPITAL CORPORATION | NOVATECH CAPITAL CORP.

CRD#: 18555 / SEC#: , 8-36765

BD
Cancelled by SEC on 04/09/2004
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Contact information

Main Address
Mailing Address
Phone number
Established
New Jersey since 08/20/1986
Firm type
Corporation
Fiscal year end
March
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DRAKE & COMPANY HOLDINGS, INC.SHAREHOLDER
LEVINE, DANNY JAYCHAIRMAN, PRESIDENT, CEO, DIRECTOR, CROP, SROP1007419
BARNETT, DAVID BCFO1669970
MATES, BRUCE EDWARDDIRECTOR322676
WESSEL, MICHELECOMPLIANCE DIRECTOR1017763

Disclosures

Regulatory Event16
Arbitration10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

PARAGON CAPITAL MARKETS, INC.

CRD#: 18555

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