Peter A. Marrinan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Armstrong Marrinan was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 2012. Peter had worked at 5 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2021 - April 12, 2022
US TIGER SECURITIES, INC.
October 13, 2021 - April 12, 2022
TRADEUP SECURITIES, INC.
October 14, 2016 - December 23, 2019
MIRAE ASSET SECURITIES (USA) INC.
January 22, 2015 - October 13, 2016
COWEN EXECUTION SERVICES LLC
September 26, 2012 - January 16, 2015
APEX CLEARING CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
US TIGER SECURITIES, INC.
CRD#: 120583 / SEC#: , 8-65324
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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