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RG

Richard S. Gebbia

MURIEL SIEBERT & CO.
Ft. Lauderdale, FL 33312
CRD#: 2348552
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RG
Richard Sal GebbiaMURIEL SIEBERT & CO.

Professional summary


Richard Sal Gebbia, who also goes by Richard S Gebbia, is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Ft. Lauderdale, Florida.

Richard is registered as a RR (Registered Representative) and started their career in finance in 1993. Richard has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Richard S Gebbia

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Richard Sal Gebbia's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 27, 2017 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 330 Sw 2nd Street #205-207, Ft. Lauderdale, FL 33312Office #2: 8844 W Sunset Blvd., Ground Floor, West Hollywood, CA 90069
BD
CRD#: 5376
Ft. Lauderdale, FL
Past

July 15, 2009 - January 30, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

RIA
CRD#: 6670
BEVERLY HILLS, CA
Past

April 18, 2002 - January 30, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

BD
CRD#: 6670
BEVERLY HILLS, CA
Past

June 22, 1998 - October 18, 2005

TRIO SECURITIES, INC.

BD
CRD#: 19141
LOS ANGELES, CA
Past

November 7, 1997 - March 10, 1998

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

June 21, 1993 - November 7, 1997

KENNEDY, CABOT & CO.

BD
CRD#: 2417
BEVERLY HILLS, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/27/2017)
RR
Massachusetts
(2/27/2017)
RR
New Jersey
(2/27/2017)

Exams


State Security Law Exam
RR
Series 63
Date: 7/2/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


MS
MURIEL SIEBERT & CO., LLC
MURIEL SIEBERT & CO., INC. | MURIEL SIEBERT & CO., LLC

CRD#: 5376 / SEC#: , 8-14900

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
300 Vesey Street 5th Floor, New York, NY, 10282
Mailing Address
653 Collins Avenue, Miami Beach, FL 33139
Phone number
(800) 872-0444
Established
Delaware since 01/01/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SIEBERT FINANCIAL CORPORATIONPARENT COMPANY
BENDER, KYLE ROBERTREGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP")2287329
BONO, RONALD ROSSCUSTOMER RELATIONSHIP OFFFICER1247269
COLOMBINO, MICHAEL JONATHANCHIEF FINANCIAL OFFICER/BOARD MEMBER4871852
GEBBIA, GLORIA ESTELLEBOARD MEMBER2126152
GEBBIA, JOHN MICHAELCO-CEO/BOARD MEMBER1866455
GEBBIA, RICHARD SALCO-CEO/BOARD MEMBER2348552
REICH, ANDREW HENRYBOARD MEMBER1966909
SCUTERI, FREDRICK PAULCHIEF OPERATING OFFICER2623915
SOSNOWSKI, PETER JAMESNATIONAL SALES MANAGER1540143
VILLELLA, BARBARA DUNNECCO/AMLCO1719722

Disclosures


Regulatory Event6
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MURIEL SIEBERT & CO., LLC

CRD#: 5376Ft. Lauderdale, FL 33312

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