DK
David B. Kahn
KAHN FINANCIAL GROUP
CLEARWATER, FL 33759
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CRD#: 2348498
DK
Professional summary
David Bennett Kahn, CFP® is a registered financial advisor currently at KAHN FINANCIAL GROUP located in Clearwater, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in Clearwater, Florida.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 6, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Auspicious Realty LLC Address: 2343 Bluewater Way, Clearwater, FL, 33759, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/03/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: purchase single family homes to renovate and re-sell
CRS (Client Relationship Summary) - RIA
Click below to view David Bennett Kahn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
April 20, 2001 - Present
KAHN FINANCIAL GROUP
Office #1: 1700 Mcmullen Booth Road Suite A-5, Clearwater, FL 33759RIA
CRD#: 134802
CLEARWATER, FL
Current
July 19, 1999 - Present
RAYMOND JAMES FINANCIAL SERVICES, INC.
Office #1: 1700 Mcmullen Booth Road Suite A-5, Clearwater, FL 33759BD
CRD#: 6694
CLEARWATER, FL
Past
July 19, 1999 - December 31, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
RIA
CRD#: 6694
ST. PETERSBURG, FL
Past
July 23, 1993 - August 25, 1999
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KAHN FINANCIAL GROUP
KAHN FINANCIAL GROUP | KAHN FINANCIAL GROUP, INC.
CRD#: 134802 / SEC#: 801-121222
RIA
Registered Investment Advisory firm - (5/18/2021 Approved)North Carolina
Registered Investment Advisory firm - (6/3/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/3/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/20/2024)
RR
Arizona(3/6/2023)
RR
California(7/21/1999)
RR
Colorado(1/5/2015)
RR
District of Columbia(4/6/2023)
RR
Florida(7/19/1999)
IAR
Florida(4/20/2001)
RR
Georgia(11/26/2003)
RR
Kansas(3/30/2022)
RR
Louisiana(6/14/2010)
IAR
Louisiana(8/5/2013)
RR
Massachusetts(6/13/2024)
RR
Minnesota(6/6/2024)
RR
Nevada(2/15/2005)
RR
New York(7/6/2012)
RR
North Carolina(6/10/2002)
RR
Ohio(1/3/2013)
RR
Oklahoma(2/2/2023)
RR
South Carolina(1/2/2004)
RR
Tennessee(7/3/2000)
RR
Texas(8/7/2023)
IAR
Texas(6/3/2024)
RR
Virginia(3/30/2022)
RR
Washington(9/16/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KF
KAHN FINANCIAL GROUP
KAHN FINANCIAL GROUP | KAHN FINANCIAL GROUP, INC.
CRD#: 134802 / SEC#: 801-121222
RIA
Registered Investment Advisory firm - (5/18/2021 Approved)North Carolina
Registered Investment Advisory firm - (6/3/2021 Terminated)Tennessee
Registered Investment Advisory firm - (6/3/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Mcmullen Booth Rd. Suite A-5, Clearwater, FL 33759-2130
Mailing Address
Phone number
(727) 797-5551
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 398 |
| AUM (Assets Under Management) | $ 101,785,642 |
Red Flags
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Company Information
KAHN FINANCIAL GROUP
CRD#: 134802Clearwater, FL 33759TRUST BUT VERIFY
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