Joseph M. Hamer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Martin Hamer, who also goes by Joseph Martin Hamer Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1969. Joseph had worked at 8 firms and has passed the Series 63, SIE, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2016 - April 17, 2019
NATIONAL SECURITIES CORPORATION
January 27, 2004 - May 12, 2016
RIDGEWAY & CONGER, INC.
June 6, 2001 - January 5, 2004
PEREGRINE FINANCIALS & SECURITIES, INC.
December 15, 1995 - June 21, 2001
D H BRUSH & ASSOCIATES, INC.
October 24, 1988 - May 30, 1995
REPUBLIC SECURITIES, INC.
February 28, 1975 - September 26, 1988
MF GLOBAL INC.
March 7, 1973 - March 10, 1975
STIX & CO., INC.
November 18, 1969 - April 28, 1973
ROSENTHAL SCHOOR RUPERT & SAUER INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/8/1969
Registered Representative ExaminationSeries 00
Date: 10/25/1975
General Securities Principal ExaminationCurrent Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
