Kathryn E. Tutt

GREENFIELD SEITZ CAPITAL MANAGEMENT

Dallas, TX 75201

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CRD#: 2347930

Professional summary

Kathryn Elizabeth Tutt, who also goes by Kathryn Carr, Kathryn Pogue, Kathryn Elizabeth Prestidge, Kathy Prestidge, is a registered financial advisor currently at GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC located in Dallas, Texas.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Kathryn has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kathryn Carr | Kathryn Pogue | Kathryn Elizabeth Prestidge | Kathy Prestidge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 03/23/07 THE BREAST CANCER 3 DAY - VOLUNTEER; 40 HRS PER WK / 0 BSNSS HRS (2) 05/31/07 THE PREP CHEF - CATERING / HELP COOK & SERVE AT CATERING EVENTS; 20 HRS PER WK / 0 BSNSS HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elizabeth Tutt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2010 - Present

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

Office #1: 1722 Routh St. Suite 760, Dallas, TX 75201

RIA

CRD#: 150434

Dallas, TX

Past

April 6, 2005 - September 21, 2009

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

DALLAS, TX

Past

March 24, 2005 - September 21, 2009

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

DALLAS, TX

Past

October 7, 1997 - March 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DALLAS, TX

Past

April 18, 1997 - March 29, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 21, 1993 - April 1, 1997

SHAY GOVERNMENT SECURITIES CO.

CRD#: 27214

Past

April 21, 1993 - April 1, 1997

SHAY FINANCIAL SERVICES CO.

CRD#: 27215

IRVING, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | NAME1025

CRD#: 150434 / SEC#: 801-70251

RIA

Registered Investment Advisory firm - (6/26/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/19/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/11/1993

General Securities Representative Examination

Current Firm

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC | NAME1025

CRD#: 150434 / SEC#: 801-70251

RIA

Registered Investment Advisory firm - (6/26/2009 Approved)

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Contact information

Main Address

1722 Routh St. Suite 760, Dallas, TX 75201

Mailing Address

Phone number

(214) 367-6170

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC ADV PART 2A (1/31/2025)

Regulatory assets under management

Total Number of Accounts	444
AUM (Assets Under Management)	$ 318,996,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kathryn E. Tutt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Elizabeth Tutt's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SHAY GOVERNMENT SECURITIES CO.

SHAY FINANCIAL SERVICES CO.

Primary Firm SEC Registration

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2010

Series 63

Date: 10/6/1997

Series 7

Date: 8/11/1993

Current Firm

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREENFIELD SEITZ CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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