William R. Hambrecht
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Robert Hambrecht was a registered financial advisor .
William is a previously registered financial advisor and started their career in finance in 1968. William had worked at 3 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2007 - July 29, 2010
W.R. HAMBRECHT + CO., LLC
July 23, 1998 - March 9, 2016
W.R. HAMBRECHT + CO., LLC
July 21, 1993 - January 30, 1998
RVR SECURITIES CORP.
May 13, 1968 - January 30, 1998
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/14/1958
Registered Representative ExaminationCurrent Firm
W.R. HAMBRECHT + CO., LLC
CRD#: 45040 / SEC#: , 8-50935
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 3 |
Red Flags
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