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Gregory Victor Thornhill

CRD# 2347795·Registered 1993 - 2024
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Victor Thornhill, who also goes by Greg Thornhill, Gregory VIctory Thornhill, was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 1993 - 2024. Gregory had worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Greg Thornhill, Gregory Victory Thornhill

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

ENTRUSTODY FINANCIAL, LLC·CRD# 313565
BD
Wauwatosa, WI
April 28, 2022 - May 3, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
San Francisco, CA
February 10, 1999 - December 7, 2017
BA INVESTMENT SERVICES, INC.·CRD# 12965
BD
Oakland, CA
March 28, 1995 - May 12, 1997
WOODBURY FINANCIAL SERVICES, INC.·CRD# 421
BD
Oakdale, MN
May 6, 1993 - August 9, 1993

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Current Firm

EF
ENTRUSTODY FINANCIAL, LLC

ENTRUSTODY FINANCIAL, LLC

CRD#: 313565 / SEC#: 8-70686
BD
Terminated by SEC on 05/03/2024

Contact Information

Established

Delaware since 10/23/2020

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ENTRUSTODY INC.OWNER—
KATZ, MARIEFINOP2457660
MOELLER, PATRICK JOSEPHCHIEF EXECUTIVE OFFICER5162559
PRESS, JEFFREY MITCHELLCHIEF COMPLIANCE OFFICER2269745
THORNHILL, GREGORY VICTORHEAD OF PLATFORM OPERATIONS2347795

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2021About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Aug 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1993About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Aug 2021About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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