David Eilenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Eilenberg was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2001. David had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - February 24, 2020
T3 TRADING GROUP, LLC
July 28, 2016 - October 18, 2019
T3 TRADING GROUP, LLC
June 17, 2015 - April 21, 2016
T3 TRADING GROUP, LLC
November 7, 2014 - December 19, 2014
T3 TRADING GROUP, LLC
July 25, 2011 - November 7, 2014
WTS PROPRIETARY TRADING GROUP LLC
September 2, 2009 - June 16, 2015
QUATTRO M SECURITIES INC.
May 21, 2007 - September 11, 2009
TAG SECURITIES CORP.
January 22, 2007 - May 22, 2007
ALFANO, PATRICK MICHAEL
March 1, 2006 - January 9, 2007
HALCYON CABOT PARTNERS, LTD.
September 13, 2001 - March 1, 2006
W.A. CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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