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Hector Manuel Durant Ii

CRD# 2347584·Registered 1993 - 1998
Previously Registered: Being a previously registered professional could mean that Hector is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hector Manuel Durant II, who also goes by Emanuel Durant II, Hector Manuel Durant, Hector Durant, was a registered financial advisor. Hector was a previously registered financial professional and started their career in finance 1993 - 1998. Hector had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Emanuel Durant Ii, Hector Manuel Durant, Hector Durant

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

AC FINANCIAL, INC.·CRD# 21616
BD
Palm Harbor, FL
December 15, 1997 - April 20, 1998
BUTTONWOOD SECURITIES, INC.·CRD# 18420
BD
New York, NY
August 8, 1995 - December 15, 1995
GKN SECURITIES CORP.·CRD# 19415
BD
New York, NY
May 3, 1995 - August 11, 1995
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
February 28, 1994 - May 12, 1995
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
October 13, 1993 - December 16, 1993

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Current Firm

AF
AC FINANCIAL, INC.

AC FINANCIAL, INC. | INVESTMENT OFFICES | C U FINANCIAL SERVICES

CRD#: 21616 / SEC#: 8-39118
BD
Terminated by SEC on 07/02/2000

Contact Information

Established

Maine since 07/31/1987

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
SANDS POINTE INTERNATIONALSHAREHOLDER—
FITTS, STEPHEN THOMASPRESIDENT2822850
TREFETHEN, JANE DUDLEYCFO2070765

Disclosures

Regulatory Event

1

Civil Event

1

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1993About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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