Hector M. Durant
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hector Manuel Durant II, who also goes by Emanuel Durant II, Hector Manuel Durant, Hector Durant, was a registered financial professional .
Hector is a previously registered financial professional and started their career in finance in 1993. Hector had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 15, 1997 - April 20, 1998
AC FINANCIAL, INC.
August 8, 1995 - December 15, 1995
BUTTONWOOD SECURITIES, INC.
May 3, 1995 - August 11, 1995
GKN SECURITIES CORP.
February 28, 1994 - May 12, 1995
UBS FINANCIAL SERVICES INC.
October 13, 1993 - December 16, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AC FINANCIAL, INC.
CRD#: 21616 / SEC#: , 8-39118
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
