Darren C. Mcmillan

BMO NESBITT BURNS SECURITIES LTD.

Toronto, Ontario, M5X 1A1

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CRD#: 2347547

Professional summary

Darren Charles Mcmillan, who also goes by Darren Mcmillan, is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .

Darren is registered as a RR (Registered Representative) and started their career in finance in 1993. Darren has worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 55, Series 7, Series 14, Series 10, Series 4, Series 9 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Darren Mcmillan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Charles Mcmillan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 24, 2018 - Present

BMO NESBITT BURNS SECURITIES LTD.

Office #1: C/o Legal Dept. 9th Floor 1 First Canadian Place M5x 1a1, Toronto, Ontario, M5X 1A1

CRD#: 44057

Toronto, Ontario,

Past

April 13, 2018 - October 29, 2021

BMO HARRIS FINANCIAL ADVISORS, INC.

CRD#: 137115

Chicago, IL

Past

May 16, 2006 - April 6, 2018

GRV SECURITIES LLC

CRD#: 138348

CHICAGO, IL

Past

January 11, 2005 - December 5, 2005

OES BROKERAGE SERVICES, LLC

CRD#: 132351

NEWARK, NJ

Past

November 21, 2003 - December 5, 2005

ARCHIPELAGO TRADING SERVICES, INC.

CRD#: 15853

CHICAGO, IL

Past

March 12, 2003 - December 5, 2005

WAVE SECURITIES, LLC

CRD#: 43705

CHICAGO, IL

Past

November 8, 2002 - December 5, 2005

ARCHIPELAGO SECURITIES L.L.C.

CRD#: 102500

CHICAGO, IL

Past

October 18, 1999 - October 18, 2002

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

May 21, 1998 - April 3, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

March 17, 1994 - May 15, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 20, 1993 - January 14, 1994

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(4/24/2018)

Exams

State Security Law Exam

Series 63

Date: 6/2/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/10/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/19/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 10/6/2003

Compliance Officer Examination

Principal/Supervisory Exam

Series 10

Date: 12/7/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 9/22/2000

Registered Options Principal Examination

Principal/Supervisory Exam

Series 9

Date: 8/25/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 7/31/2000

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BMO NESBITT BURNS SECURITIES LTD.

BMO CAPITAL MARKETS/BMO MARCHES DES CAPITAUX | NESBITT BURNS SECURITIES LTD. | BMO NESBITT BURNS VALEURS MOBILIERES LTEE | BMO NESBITT BURNS SECURITIES LTD.

CRD#: 44057 / SEC#: , 8-50538

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

C/o Legal Dept. 9th Floor 1 First Canadian Place M5x 1a1, Toronto, Ontario, M5X 1A1

Mailing Address

320 South Canal Street Floor 7, Chicago, IL 60606

Phone number

(312) 461-3918

Established

Firm type

Corporation

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
BMO NESBITT BURNS INC.	PARENT OF BMO NESBITT BURNS SECURITIES LTD.
BROWN, WILLIAM A L	DIRECTOR	3144046
FERMAN, BRUCE AARON	CHAIRMAN OF THE BOARD	6304645
GIGLIOTTI, STEPHEN MICHAEL	CHIEF COMPLIANCE OFFICER	3063688
LAKE, STEPHANIE ANN	DIRECTOR	5845009
NARINE, IAN KENNETH	CHIEF FINANCIAL OFFICER	7570073
PERSAUD, DEVANAND NMN	PRESIDENT	4779881
RIGANTE, MAURO	DIRECTOR	8124545

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Darren C. Mcmillan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Darren Charles Mcmillan's CRS (Customer Relationship Summary).

Certified licenses

Experience

BMO HARRIS FINANCIAL ADVISORS, INC.

GRV SECURITIES LLC

OES BROKERAGE SERVICES, LLC

ARCHIPELAGO TRADING SERVICES, INC.

WAVE SECURITIES, LLC

ARCHIPELAGO SECURITIES L.L.C.

WILLIAM BLAIR

WELLS FARGO CLEARING SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PIPER SANDLER & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/2/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 4/10/2000

Series 7

Date: 5/19/1993

Series 14

Date: 10/6/2003

Series 10

Date: 12/7/2000

Series 4

Date: 9/22/2000

Series 9

Date: 8/25/2000

Series 24

Date: 7/31/2000

FINRA

Current Firm

BMO NESBITT BURNS SECURITIES LTD.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

BMO NESBITT BURNS SECURITIES LTD.

TRUST BUT VERIFY

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