David A. Hunt

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CRD#: 2347126

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David Anthony Hunt was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 1993. David had worked at 8 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 27, 2017 - November 16, 2020

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

December 1, 2016 - May 5, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

EXTON, PA

Past

September 22, 2016 - November 16, 2020

EASTERLY FUNDS LLC

RIA

CRD#: 281785

Exton, PA

Past

September 17, 2015 - September 27, 2017

FDX CAPITAL LLC

CRD#: 119302

NEW YORK, NY

Past

July 9, 2014 - September 16, 2015

ALT FUND DISTRIBUTORS LLC

CRD#: 146547

NEW YORK, NY

Past

September 26, 2008 - April 23, 2014

BNY MELLON SECURITIES CORPORATION

RIA

CRD#: 231

EXTON, PA

Past

June 5, 2008 - April 23, 2014

BNY MELLON SECURITIES CORPORATION

CRD#: 231

NEW YORK, NY

Past

June 14, 1996 - March 6, 2008

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

January 27, 1994 - September 27, 1995

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

August 13, 1993 - November 3, 1993

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

May 25, 1993 - July 20, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/28/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/31/1994

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/29/1993

General Securities Representative Examination

Current Firm

FDX CAPITAL LLC

DOUGLAS FINANCIAL LLC | FDX CAPITAL LLC

CRD#: 119302 / SEC#: , 8-65170

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

515 Madison Avenue 24th Floor, New York, NY, 10022

Mailing Address

515 Madison Avenue 24th Floor, New York, NY, 10022

Phone number

(888) 814-8180

Established

New Jersey since 10/10/2001

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
JAMES ALPHA HOLDINGS, LLC	MANAGING MEMBER
GREENE, KEVIN ROBERT	CEO	1295699
MONTAGUE, MICHAEL	OPERATIONS OFFICER	5121305
PREVEZA, DOUGLAS JOHN	CHIEF COMPLIANCE OFFICER	2692333
SMITH, ELIZABETH ANNE	FINOP/PRINCIPAL FINANCIAL OFFICER	1960549

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David A. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

EASTERLY FUNDS LLC

FDX CAPITAL LLC

ALT FUND DISTRIBUTORS LLC

BNY MELLON SECURITIES CORPORATION

BNY MELLON SECURITIES CORPORATION

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2008

Series 63

Date: 5/28/2004

Series 65

Date: 1/31/1994

SIE

Date: 10/1/2018

Series 7

Date: 4/29/1993

Current Firm

FDX CAPITAL LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FDX CAPITAL LLC

TRUST BUT VERIFY

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