SS
Steven S. Sansone
SAGEVIEW ADVISORY GROUP
Valencia, CA 91355
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CRD#: 2346903
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Professional summary
Steven Samuel Sansone, AIF® is a registered financial advisor currently at SAGEVIEW ADVISORY GROUP, LLC located in Valencia, California.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Steven has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A. Payden/Kravitz, LLC, (2) yes, investment related, (3) 333 South Grand Avenue, 39th Floor, Los Angeles, CA 90071 (4) asset management firm, (5) Vice-President and Member of the Board of Directors, (6) June 2010, (7) 5-10 hours per month (8) 1-2 hours per week (9) this is a joint venture between Payden & Rygel and kPlans investment Services to create the first and only publicly traded mutual fund dedicated to Cash Balance plan investments. My duties include marketing the Cash Balance strategies to Wholesalers (External and Internal) of 401(k) Recordkeepers where the fund is listed on their platform for Cash Balance Plans, Broker Dealer firms and various other Custodial Accounts. I also am involved with working with Advisors who have Cash Balance Clients and/or prospects to teach them about Cash Balance Plan design and investing and work with them to get an illustration from an Actuaril Firm to determine if the Cash Balance design will work. In the process, I talk to Advisors about the use of the Payden/Kravitz Cash Balance Plan Fund as a possible solution for their Client's plan. B. FuturePlan/Ascensus- Each year I am asked by Ascensus to perform a one hour Webcast on Cash Balance Plan Investments through their Cash Balance Coach Program. FuturePlan is the largest Third Party Administrative Firm in the Country and provides actuarial services for Cash Balance Plans. This activity takes approximately 5 hours of prep time and 2 hours of delivery of the Webcast, where it is stored on the Cash Balance Coach site for those Advisors seeking to go through the Cash Balance Coach program. This presentation is investment related from the aspect of discussing the CAsh Balance Investment Protocol, but there is no investment specific fund or product information provided in the Webcast.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Samuel Sansone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 17, 2022 - Present
SAGEVIEW ADVISORY GROUP, LLC
Office #1: 27240 Turnberry Lane Suite 200, Valencia, CA 91355RIA
CRD#: 126777
Valencia, CA
Past
January 28, 2019 - March 16, 2022
WORLD INVESTMENT ADVISORS, LLC
RIA
CRD#: 208512
Valencia, CA
Past
September 27, 1994 - April 21, 2005
JOHN HANCOCK DISTRIBUTORS LLC
BD
CRD#: 5249
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/17/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
SA
SAGEVIEW ADVISORY GROUP, LLC
401K BFS GROUP, LLC | SAGEVIEW RETIREMENT PLAN CONSULTANTS, INC. | SAGEVIEW GLOBAL PENSIONS, LLC | SAGEVIEW ADVISORY GROUP, LLC | RELATIONAL ADVISORS
CRD#: 126777 / SEC#: 801-64265
RIA
Registered Investment Advisory firm - (5/31/2005 Approved)California
Registered Investment Advisory firm - (6/7/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660
Mailing Address
Phone number
(800) 814-8742
Established
Firm type
Fiscal year end
# of Employees
248
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,295 |
| AUM (Assets Under Management) | $ 238,552,018,915 |
Red Flags
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Company Information
SAGEVIEW ADVISORY GROUP, LLC
CRD#: 126777Valencia, CA 91355TRUST BUT VERIFY
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