Romulo Perez-segnini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Romulo Perez-segnini, who also goes by Romulo A Perez-segnini, Romulo Perez-segnini, Romulo A Perezsegnini, was a registered financial professional .
Romulo is a previously registered financial professional and started their career in finance in 1993. Romulo had worked at 15 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2019 - May 19, 2021
NYLIFE SECURITIES LLC
May 1, 2019 - August 14, 2019
STONEX FINANCIAL INC.
October 8, 2016 - May 1, 2019
INTL FCSTONE CREDIT TRADING LLC
January 30, 2015 - October 5, 2016
BCP SECURITIES, INC.
June 28, 2013 - January 22, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
July 2, 2012 - June 28, 2013
VIRTU AMERICAS LLC
January 3, 2011 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
November 8, 2005 - January 3, 2011
KNIGHT LIBERTAS LLC
April 19, 2004 - October 21, 2005
WELLS FARGO SECURITIES, LLC
July 1, 2003 - April 19, 2004
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2002 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 30, 2001 - December 11, 2001
ING FINANCIAL MARKETS LLC
July 1, 1998 - April 30, 2001
ABN AMRO SECURITIES LLC
November 6, 1995 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
October 5, 1993 - November 6, 1995
INTERNATIONALE NEDERLANDEN (U.S.) SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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