Walter N. Zurowski
Professional summary
Walter Neil Zurowski, who also goes by W Neil Zurowski, Neil Zurowski, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in Phoenix, Maryland and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Walter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Walter has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Walter Neil Zurowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 1, 2025 - Present
IP FINANCIAL ADVISORY SERVICES LLC
December 1, 2025 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210May 19, 2017 - September 25, 2025
LPL FINANCIAL LLC
May 19, 2017 - September 25, 2025
LPL FINANCIAL LLC
December 11, 2013 - May 19, 2017
CETERA INVESTMENT SERVICES LLC
January 3, 2013 - May 22, 2017
NORTHWEST ADVISORS, INC.
July 11, 2012 - December 10, 2013
OBS BROKERAGE SERVICES, INC.
September 16, 2003 - July 3, 2012
NATIONWIDE SECURITIES, LLC
May 13, 1993 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
May 13, 1993 - August 18, 2003
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/1/2025)
(12/1/2025)
(12/1/2025)
(12/2/2025)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
