Richard Bensignor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Bensignor was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1993. Richard had worked at 9 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2019 - January 5, 2022
OLIVETREE FINANCIAL, LLC
November 19, 2015 - July 25, 2016
KOYOTE TRADING LLC
May 27, 2015 - November 25, 2015
R. F. LAFFERTY & CO., INC.
August 8, 2012 - July 29, 2014
WELLS FARGO SECURITIES, LLC
October 25, 2011 - August 8, 2012
WELLS FARGO PRIME SERVICES, LLC
December 2, 2010 - September 23, 2011
COWEN SECURITIES LLC
May 11, 2009 - December 2, 2010
ATLANTIC EQUITIES, LLC
August 22, 2000 - May 8, 2008
MORGAN STANLEY & CO. LLC
May 31, 1995 - April 11, 1997
MORGAN STANLEY & CO. LLC
September 10, 1993 - November 9, 1993
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OLIVETREE FINANCIAL, LLC
CRD#: 154026 / SEC#: , 8-68603
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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