Elizabeth Van Walleghem

MAXIMAI INVESTMENT PARTNERS | CEO & Founder

CORAL GABLES, FL 33146

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CRD#: 2346704

Professional summary

Elizabeth Van Walleghem, who also goes by Elizabeth Nmn Van Walleghem, Lisa Van Walleghem, Elizabeth Vanwalleghem, is a registered financial advisor currently at MAXIMAI INVESTMENT PARTNERS, LLC located in Coral Gables, Florida.

Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Elizabeth has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

Question & Answer

What are your service offerings?

Trading individual securities

Trust & estate planning

Philanthropic services

Financial planning

Loans/credit services

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Elizabeth Nmn Van Walleghem | Lisa Van Walleghem | Elizabeth Vanwalleghem

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MAXIMAI INVESTMENT PARTNERS AS CEO AND INVESTMENT ADVISOR SINCE 09/2016 SPENDING APPROX. 160 HOURS PER MONTH. Cocovan Corp - Controlling interest in Maximai Investment Partners Inc. Non-financial. Managing Director. 1265. Mariola Ct., Coral Gables, FL 33134 1 hr/month. Monthly dividends and distributions. Painted Paw Ventures LLC. Passive investment - private equity. non-financial. Manager/Registered Agent. 1265. Mariola Ct., Coral Gables, FL 33134 1 hr/month Vanmax Capital LLC. Passive investment - private equity. non-financial. Manager/Registered Agent. 1265. Mariola Ct., Coral Gables, FL 33134 1 hr/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Van Walleghem's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 25, 2016 - Present

MAXIMAI INVESTMENT PARTNERS, LLC

Office #1: 500 S. Dixie Hwy Suites 301 305, Coral Gables, FL 33146

RIA

CRD#: 284919

CORAL GABLES, FL

Past

September 13, 2016 - August 1, 2019

INSIGNEO SECURITIES, LLC

CRD#: 29249

CORAL GABLES, FL

Past

August 25, 2004 - September 12, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MIAMI, FL

Past

May 7, 1993 - September 12, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAXIMAI INVESTMENT PARTNERS, LLC

CAPTAIN 15, LLC | MAXIMAI INVESTMENT PARTNERS, LLC

CRD#: 284919 / SEC#: 801-108257

RIA

Registered Investment Advisory firm - (8/8/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(10/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/1/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/8/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/6/1999

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/6/1993

General Securities Representative Examination

Current Firm

MAXIMAI INVESTMENT PARTNERS, LLC

CAPTAIN 15, LLC | MAXIMAI INVESTMENT PARTNERS, LLC

CRD#: 284919 / SEC#: 801-108257

RIA

Registered Investment Advisory firm - (8/8/2016 Approved)

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Contact information

Main Address

500 S. Dixie Hwy Suites 301 305, Coral Gables, FL 33146

Mailing Address

Phone number

(786) 332-6050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAXIMAI INVESTMENT PARTNERS, LLC - WRAP FEE BROCHURE (3/25/2025)

MAXIMAI INVESTMENT PARTNERS, LLC DISCLOSURE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	872
AUM (Assets Under Management)	$ 538,675,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Elizabeth Van Walleghem

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Elizabeth Van Walleghem's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSIGNEO SECURITIES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MAXIMAI INVESTMENT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/1/2005

Series 63

Date: 4/8/1996

SIE

Date: 10/1/2018

Series 31

Date: 1/6/1999

Series 7

Date: 5/6/1993

Current Firm

MAXIMAI INVESTMENT PARTNERS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAXIMAI INVESTMENT PARTNERS, LLC

TRUST BUT VERIFY

Contact information

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